Adit Sem

Santander Securities

16 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance Planning

Santander Securities

Compensation

Fee-Only (AUM)

Firm Size

158 advisors

Number of Clients

10,401 clients

Average Client Portfolio

$245K average

Assets Under Management

$2.6B

Fee Structure

Minimum Investment:$25K

Financial Planning:Included in AUM fee

Location

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA, 19428

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Santander Securities

April 2023 - Present · 2 yrs 10 mos

Santander Securities LLCBroker

April 2023 - Present · 2 yrs 10 mos

Previous Registrations

Citizens Securities, INC.

October 2014 - April 2023 · 8 yrs 6 mos

Citizens Securities, INC.Broker

August 2011 - April 2023 · 11 yrs 8 mos

Wells Fargo Advisors, LLCBroker

April 2008 - March 2010 · 1 yr 11 mos

State Registrations7 states

FLMANJNYPASCTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.