Tracey Stofa
Tracey Stofa is a registered investment advisor at Fort Washington Investment Advisors INC, based in Cincinnati, OH, with 17 years of industry experience. Tracey operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 3,701 clients with $85B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable. Non-discretionary Private Client Group accounts are generally charged $500 annually and are billed quarterly in advance, but these fees may vary depending on client circumstance.
Fee Estimator
Location
303 Broadway, Suite 1200, Cincinnati, OH, 45202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tracey is involved with the Greater Cincinnati Alzheimer's Association and the Bethesda Foundation, focusing on community awareness, fundraising, and board oversight, dedicating minimal time to each. Tracey also works as a Managing Director & Head PC Group at Fort Washington Investment Advisors, dedicating nearly full-time hours to management, business development, and client services.
Employment History
Current Registrations
Fort Washington Investment Advisors INC
Touchstone Securities, LLCBroker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
State Registrations2 states
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