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Caroline Rainey Sorokos

16 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
171 advisors
Number of Clients
43,868 clients
Average Client Portfolio
$136K average
Assets Under Management
$6.0B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $100K0.50%
$100K - $300K0.40%
$300K - $500K0.30%
$500K+0.20%

Fee schedule may be waived or discounted by agreement between MissionSquare and the Plan Sponsor.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Virginia Beach, VA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Missionsquare Retirement
February 2022 - Present · 4 yrs
Missionsquare Investment ServicesBroker
February 2022 - Present · 4 yrs
Missionsquare Investment Services
February 2022 - Present · 4 yrs
Previous Registrations
Truist Advisory Services, INC.
September 2016 - October 2021 · 5 yrs 1 mo
Truist Investment Services, INC.Broker
April 2015 - October 2021 · 6 yrs 6 mos
Suntrust Investment Services, INC.
April 2015 - December 2016 · 1 yr 8 mos
Raymond James Financial Services Advisors, INC
September 2012 - March 2015 · 2 yrs 6 mos
Raymond James Financial Services, INC.Broker
September 2012 - March 2015 · 2 yrs 6 mos
Suntrust Investment Services, INC.
March 2009 - September 2012 · 3 yrs 6 mos
Suntrust Investment Services, INC.Broker
July 2008 - September 2012 · 4 yrs 2 mos
State Registrations20 states
ALCTDCDEFLGAMAMDMEMSNCNHNJNYPARISCVAVTWV
AdvisorBrokerBoth
Exams
No exam information available for this advisor.