James Montgomery is a registered investment advisor at Atwood & Palmer, INC., based in Kansas City, MO, with 9 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 525 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.55% |
| $10M+ | 0.55% |
Investable assets over $10 million, a flat rate can be calculated based on each client’s unique situation. Tax-exempt accounts have a different fee schedule: $0 - $2 million: 0.75%, $2 - $5 million: 0.60%, $5 - $10 million: 0.35%, Over $10 million: ***
Fee Estimator
Location
4520 Madison Avenue, Suite 200, Kansas City, MO, 64111-3541
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Atwood & Palmer, INC.
Previous Registrations
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations1 state
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