AS
AS

Adam Keith Seifert

13 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningEducation PlanningFinancial Planning & CoachingInsurance Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
3,136 clients
Average Client Portfolio
$767K average
Assets Under Management
$2.4B

Fee Structure

Financial Planning:Investment management only
Loading...

Location

55 West Street, Suite 201, Walpole, MA, 02081

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Adam works full-time providing investment advisory services for Patriot Financial Group and Riverside Retirement Advisors. He also serves as VP of Membership for Northwest CT Human Resource Association and owns Seifert Holdings, LLC to receive advisory fees, dedicating about a quarter of his time to the LLC.

Employment History
Current Registrations
Cetera Financial Specialists LLC
December 2022 - Present · 3 yrs 2 mos
Cetera Financial Specialists LLCBroker
December 2022 - Present · 3 yrs 2 mos
The Patriot Financial Group, LLC
May 2020 - Present · 5 yrs 9 mos
Previous Registrations
Securities America, INC.Broker
January 2019 - December 2022 · 3 yrs 11 mos
MML Distributors, LLCBroker
June 2017 - December 2018 · 1 yr 6 mos
Voya Financial Partners, LLCBroker
November 2013 - February 2017 · 3 yrs 3 mos
Metlife Investors Distribution CompanyBroker
January 2012 - November 2013 · 1 yr 10 mos
State Registrations3 states
CTMARI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Adam Keith Seifert - Financial Advisor | TrueAdvisor