Cody Chapman is a CFA-designated registered investment advisor at Thompson Siegel & Walmsley LLC, based in Richmond, VA, with 6 years of industry experience. Cody operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 302 clients with $21B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
TSW charges a percentage-based fee annually for investment advisory services, based on the value of your investments. The exact fee varies depending on the specific investment strategy and the amount you invest. Fees are negotiable and can vary based on factors like the amount of assets managed and the complexity of your situation. TSW requires a minimum asset amount of $1,000,000 for a new high-net-worth client account. Minimum asset requirements for separately managed institutional accounts are $10,000,000, with International strategies requiring $50,000,000.
Location
6641 West Broad Street, Suite 600, Richmond, VA, 23230
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Thompson Siegel & Walmsley LLC
Previous Registrations
Punch & Associates Investment Management, INC.
Broad Street Capital Advisors, LLC
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.