TrueAdvisor
TrueAdvisor
CC
CFA
CC
CFA
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Areas of Practice
Investment ManagementHigh Net Worth
Stephens Investment Management Group, LLC
Compensation
Fee-Only (AUM)
Firm Size
12 advisors
Number of Clients
174 clients
Average Client Portfolio
$43.9M average
Assets Under Management
$7.6B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

9 Greenway Plaza, Houston, TX, 77046

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stephens Investment Management Group, LLC
March 2019 - Present · 6 yrs 11 mos
Previous Registrations
Stephens
March 2019 - December 2023 · 4 yrs 9 mos
StephensBroker
June 2018 - December 2023 · 5 yrs 6 mos
Morgan Stanley & CO. LLCBroker
September 2014 - March 2018 · 3 yrs 6 mos
Sanford C. Bernstein & CO., LLCBroker
March 2008 - August 2014 · 6 yrs 5 mos
State Registrations1 state
TX
Advisor
Exams
No exam information available for this advisor.