Andrew Haupt is a registered investment advisor at American Investors CO, based in Dublin, CA, with 14 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 762 clients with $580M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.50% |
| $1M+ | 1.00% |
In lieu of the tiered schedule, a fixed percentage fee of 1.5% may be charged. A fixed annual fee payable at agreed-upon intervals throughout the year may be charged for asset management services and/or a combination of asset management and other advisory services. Fees are negotiable.
Fee Estimator
Location
11856 Dublin Blvd., Dublin, CA, 94568
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Andrew works as a tax preparer and planner for Allied Tax Planners since 2006, providing tax preparation, representation, and consultation services. This takes nearly full-time, with approximately 120 hours per month, 100 of which are during trading hours.
Employment History
Current Registrations
American Investors CO
American Investors CompanyBroker
Previous Registrations
American Investors CompanyBroker
American Investors CompanyBroker
State Registrations5 states
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