JK
JK

Joseph Karl

17 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
21 advisors
Number of Clients
3,226 clients
Average Client Portfolio
$1.1M average
Assets Under Management
$3.5B

Fee Structure

Minimum Investment:$500K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $3.0M1.00%
$3.0M - $5.0M0.85%
$5.0M - $10.0M0.70%
$10.0M - $35.0M0.55%
$35.0M - $50.0M0.45%
$50M+0.40%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

200 East Las Olas Boulevard, 19th Floor, Fort Lauderdale, FL, 33301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Joseph is an agent for Provenance Wealth Advisors, selling life insurance and working as an independent RIA, providing financial planning for a fee. He also participates in a self-directed investment club, is a board member for the Leadership Broward Foundation and Ft. Lauderdale Chamber of Commerce, and is a non-operating owner of Karl Capital Capital Holdings LLC, a real estate investing business.

Employment History
Current Registrations
Pwa Securities, LLCBroker
August 2023 - Present · 2 yrs 6 mos
Provenance Wealth Advisors
October 2012 - Present · 13 yrs 4 mos
Previous Registrations
Raymond James Financial Services Advisors, INC
September 2013 - August 2023 · 9 yrs 11 mos
Raymond James Financial Services, INC.Broker
August 2013 - August 2023 · 10 yrs
Walnut Street Securities, INC.
August 2012 - September 2013 · 1 yr 1 mo
Walnut Street Securities, INC.Broker
February 2012 - September 2013 · 1 yr 7 mos
Lincoln Financial Advisors Corporation
November 2008 - January 2012 · 3 yrs 2 mos
Lincoln Financial Advisors CorporationBroker
November 2008 - January 2012 · 3 yrs 2 mos
MML Investors Services, INC.
May 2008 - November 2008 · 6 mos
MML Investors Services, INC.Broker
March 2008 - November 2008 · 8 mos
State Registrations18 states
ALAZCACOCTDEFLGAHIILMDMONCNJNYOHVAWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.