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Areas of Practice
Investment ManagementHigh Net Worth
Stephens Investment Management Group, LLC
Compensation
Fee-Only (AUM)
Firm Size
12 advisors
Number of Clients
174 clients
Average Client Portfolio
$43.9M average
Assets Under Management
$7.6B

Fee Structure

Minimum Investment:$1M
Financial Planning:Investment management only

Location

Evanston, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Stephens Investment Management Group, LLC
August 2024 - Present · 1 yr 6 mos
Previous Registrations
Imst Distributors, LLCBroker
September 2020 - July 2024 · 3 yrs 10 mos
Kennedy Capital Management
July 2020 - July 2024 · 4 yrs
Jackson National Life Distributors LLCBroker
May 2018 - July 2020 · 2 yrs 2 mos
Oppenheimerfunds Distributor, INC.Broker
August 2013 - December 2017 · 4 yrs 4 mos
Geneva Investment Management of Chicago, LLC
January 2008 - July 2013 · 5 yrs 6 mos
State Registrations2 states
ILTX
Advisor
Exams
No exam information available for this advisor.