Jacob Frank is a registered investment advisor at Roth Capital Partners, LLC, based in Newport Beach, CA, with 16 years of industry experience. Jacob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 70 clients.
Compensation
Firm Size
IM Fee
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
888 San Clemente, Suite 400, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Jacob is a partner at Jamboree Food Innovations, Inc., advisor/co-founder at M12 Enterprises, LLC, passive investor at 8385 Holdings, LLC, investment banker at ROTH Canada, Inc., and co-founder/advisor to his wife's CPA business, Preface Financial Partners. These activities take up about 10-20% of Jacob's time at ROTH Canada and minimal time for the other activities.
Employment History
Current Registrations
Roth Capital Partners, LLCBroker
Roth Capital Partners, LLC
Previous Registrations
Wells Fargo Investments, LLC
Wells Fargo Investments, LLCBroker
State Registrations1 state
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