AO
AO

Adam David Osterman

16 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net WorthSocially Responsible Investing
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
1210 advisors
Number of Clients
250,707 clients
Average Client Portfolio
$635K average
Assets Under Management
$159.1B

Fee Structure

Minimum Investment:$100K
Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K0.89%
$250K - $1000K0.89%
$1.0M - $3.0M0.79%
$3.0M - $5.0M0.69%
$5.0M - $10.0M0.59%
$10M+0.49%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

8515 East Orchard Rd 4T2, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Adam works in real estate at Heron Real Estate in Jacksonville, FL, spending a few hours per week on real estate-related duties. He also serves as a notary public for friends and family on an as-needed basis.

Employment History
Current Registrations
Empower Advisory Group, LLC
March 2023 - Present · 2 yrs 11 mos
Empower Financial Services, INC.Broker
February 2023 - Present · 3 yrs
Empower Financial Services, INC.
February 2023 - Present · 3 yrs
Previous Registrations
Citigroup Global Markets INC.
February 2022 - February 2023 · 1 yr
Citigroup Global Markets INC.Broker
February 2022 - February 2023 · 1 yr
VALIC Financial Advisors, INC.
October 2018 - November 2021 · 3 yrs 1 mo
VALIC Financial Advisors, INC.Broker
September 2018 - November 2021 · 3 yrs 2 mos
Bbva Wealth Solutions INC.
September 2017 - September 2018 · 1 yr
Bbva Securities INC.Broker
September 2017 - September 2018 · 1 yr
J.P. Morgan Securities LLCBroker
June 2016 - June 2017 · 1 yr
J.P. Morgan Securities LLC
June 2016 - June 2017 · 1 yr
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2013 - May 2016 · 2 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2013 - May 2016 · 3 yrs 2 mos
UBS Financial Services INC.Broker
April 2012 - February 2013 · 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2011 - May 2011 · 3 mos
Fidelity Brokerage Services LLCBroker
February 2008 - January 2011 · 2 yrs 11 mos
State Registrations46 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.