Heather Williams is a CFP-designated registered investment advisor at LPL Financial LLC, based in Boulder, CO, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1790 38th St Ste 101, Boulder, CO, 80301
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Heather is associated with Financial Steward Associates, LLC, an independent investment advisor firm, dedicating about 10-20% of her time to financial planning and consulting services. She also sells and services fixed annuities, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
Financial Steward Associates, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.