HW
CFP
HW
CFP

Heather Ann Williams

9 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEducation PlanningEstate PlanningFinancial Planning & CoachingTax Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
26657 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
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Location

1790 38th St Ste 101, Boulder, CO, 80301

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Heather is associated with Financial Steward Associates, LLC, an independent investment advisor firm, dedicating about 10-20% of her time to financial planning and consulting services. She also sells and services fixed annuities, spending minimal time on this activity.

Employment History
Current Registrations
LPL Financial LLC
March 2025 - Present · 11 mos
Financial Steward Associates, LLC
January 2017 - Present · 9 yrs 1 mo
LPL Financial LLCBroker
June 2016 - Present · 9 yrs 8 mos
Previous Registrations
LPL Financial LLC
January 2017 - August 2022 · 5 yrs 7 mos
State Registrations13 states
ARAZCACOCTFLIDKSMTNMTXVAWA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.