Anthony Santarpia is a registered investment advisor, based in New York, NY, with 15 years of industry experience.
Location
5 Hanover Square, 12th Floor, New York, NY, 10004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Arete Wealth Management, LLCBroker
January 2026 - Present · 3 mos
Arete Wealth Advisors, LLC
January 2026 - Present · 3 mos
Previous Registrations
A.G.P / Alliance Global Partners
October 2020 - December 2025 · 5 yrs 2 mos
A.G.P. / Alliance Global PartnersBroker
October 2020 - December 2025 · 5 yrs 2 mos
Aegis Capital CORP.Broker
May 2017 - October 2020 · 3 yrs 5 mos
Laidlaw & Company (UK) LTD.Broker
January 2016 - February 2016 · 1 mo
National Securities CorporationBroker
January 2016 - May 2017 · 1 yr 4 mos
Laidlaw & Company (UK) LTD.Broker
September 2010 - January 2016 · 5 yrs 4 mos
First Investors CorporationBroker
July 2010 - August 2010 · 1 mo
State Registrations22 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.