TrueAdvisor
TrueAdvisor
AS
AS

Anthony Santarpia

A.G.P / Alliance Global Partners
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
A.G.P / Alliance Global Partners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
123 advisors
Number of Clients
5,849 clients
Average Client Portfolio
$289K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$10K
Financial Planning:Investment management only

Location

40 Wall Street, New York, NY, 10005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
A.G.P / Alliance Global Partners
October 2020 - Present · 5 yrs 4 mos
A.G.P. / Alliance Global PartnersBroker
October 2020 - Present · 5 yrs 4 mos
Previous Registrations
Aegis Capital CORP.Broker
May 2017 - October 2020 · 3 yrs 5 mos
Laidlaw & Company (UK) LTD.Broker
January 2016 - February 2016 · 1 mo
National Securities CorporationBroker
January 2016 - May 2017 · 1 yr 4 mos
Laidlaw & Company (UK) LTD.Broker
September 2010 - January 2016 · 5 yrs 4 mos
First Investors CorporationBroker
July 2010 - August 2010 · 1 mo
State Registrations22 states
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AdvisorBrokerBoth
Exams
No exam information available for this advisor.