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JA
CFP
JA
CFP
James T. Ahn
Halbert Hargrove
17 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Estate Planning
Insurance Planning
Halbert Hargrove
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
40 advisors
Number of Clients
1,449 clients
Average Client Portfolio
$2.4M average
Assets Under Management
$3.5B
Fee Structure
Financial Planning:
Included in AUM fee
Investment Management
Planning
AUM-Based Fees (Tiered)
Assets Under Management
Annual Fee
Up to $5.0M
1.00%
$5.0M - $8.0M
0.75%
$8M+
0.50%
Fee Estimator
Your Portfolio Value
$500K
$0
$500K
$1M
$5M
$20M
Estimated Annual Fee
—
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Location
111 West Ocean Boulevard, 23rd Floor, Long Beach, CA, 90802-7908
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
December 2019
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Halbert Hargrove
June 2012 - Present · 13 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.
April 2011 - May 2012 · 1 yr 1 mo
Edward Jones
April 2008 - March 2011 · 2 yrs 11 mos
State Registrations
2 states
CA
TX
Advisor
Exams
No exam information available for this advisor.
James T. Ahn - Financial Advisor | TrueAdvisor