AH
CFP
AH
CFP

Andrew Hall

17 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
6,729 clients
Average Client Portfolio
$874K average
Assets Under Management
$5.9B

Fee Structure

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Location

Salinas, CA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is the owner of Gamma Crucis, LLC, a limited liability company, since 2021. He spends minimal time purchasing rental property and collecting rent.

Employment History
Current Registrations
Farther
November 2022 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2011 - May 2022 · 10 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2011 - May 2022 · 10 yrs 7 mos
Morgan Stanley Smith Barney LLC
August 2009 - July 2011 · 1 yr 11 mos
Morgan Stanley Smith BarneyBroker
August 2009 - July 2011 · 1 yr 11 mos
Ameriprise Financial Services, INC.
February 2008 - August 2009 · 1 yr 6 mos
Ameriprise Financial Services, INC.Broker
January 2008 - August 2009 · 1 yr 7 mos
State Registrations2 states
CAFL
Advisor
Exams
No exam information available for this advisor.