SS
CFP
SS
CFP

Seth Howard Sanborn

17 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingInsurance PlanningHigh Net WorthBusiness Owners
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
13 advisors
Number of Clients
1,032 clients
Average Client Portfolio
$1.2M average
Assets Under Management
$1.3B

Fee Structure

Minimum Investment:$500K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1.0M1.00%
$1.0M - $3.0M0.80%
$3.0M - $5.0M0.60%
$5.0M - $10.0M0.50%
$10M+0.50%

Fees negotiable for amounts over $10M.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

117 East Fourth Street, Covington, KY, 41011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Seth works as a financial advisor at Legacy Financial Advisors, Inc., advising clients, reviewing investments and financial plans, and making recommendations. This is a full-time commitment for Seth.

Employment History
Current Registrations
Legacy Financial Advisors, INC.
February 2013 - Present · 13 yrs
Previous Registrations
Triad Advisors LLCBroker
March 2013 - September 2022 · 9 yrs 6 mos
Strategic Advisers, INC.
February 2009 - February 2013 · 4 yrs
Fidelity Brokerage Services LLCBroker
January 2008 - February 2013 · 5 yrs 1 mo
State Registrations1 state
KY
Advisor
Exams
No exam information available for this advisor.