Adam Benjamin Kay

LPL Enterprise, LLC

13 Years of Experience

4 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Retirement PlanningEducation PlanningEstate PlanningTax PlanningDivorce PlanningInvestment Management

LPL Enterprise, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2725 advisors

Number of Clients

86,726 clients

Average Client Portfolio

$217K average

Assets Under Management

$18.9B

Fee Structure

Location

110 Allen Road, 2nd Floor, Basking Ridge, NJ, 07920

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History

Regulatory History (4)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Judgment / Lien

March 2024

Judgment / Lien

July 2023

Judgment / Lien

May 2023

Judgment / Lien

July 2019

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Adam is a member of the United States Coast Guard Auxiliary, dedicating minimal time. He is also the President/founder of Kay Financial Solutions, LLC, a DBA for his LPL business, and is involved with Prudential for property and casualty, but spends no time on either.