Adam David Herzing

CFP

Eagle Strategies LLC

17 Years of Experience

2 DisclosuresBrokerSells Insurance

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Eagle Strategies LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

2254 advisors

Number of Clients

111,361 clients

Average Client Portfolio

$228K average

Assets Under Management

$25.4B

Fee Structure

Location

26501 Rancho Parkway South, Suite 102, Lake Forest, CA, 92630

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

November 2022

Settled

Criminal

July 1999

Final Disposition

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Adam works as an insurance broker for non-registered insurance products since 2010. He also invests in cryptocurrency, reinsures life insurance with New York Life, owns the commercial office building his practice rents, and is a board member of his office building's HOA, dedicating minimal time to each of these activities.

Employment History

Current Registrations

Eagle Strategies LLC

January 2010 - Present · 16 yrs 1 mo

Nylife Securities LLCBroker

December 2007 - Present · 18 yrs 2 mos

State Registrations31 states

AKALARAZCACOCTFLGAIDILINMDMEMIMNMSMTNCNJNVNYOHOKORSDTXUTVAWAWI

AdvisorBrokerBoth

Exams

No exam information available for this advisor.