James Smith is a CFP-designated registered investment advisor at Invest INC., based in Lexington, KY, with 26 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 208 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Maximum fee is 2% of assets under management. All fees are negotiable. Fees for multiple accounts may be combined. Any capital inflows or outflows will be prorated in the calculation.
Fee Estimator
Location
444 Lewis Hargett Circle, Ste 125, Lexington, KY, 40503
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as a staff person at Glenn Ford Fitness Center Inc. This takes up approximately 65 hours per month.
Employment History
Current Registrations
Invest INC.
Previous Registrations
Pierce Financial Planning, INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.