Aaron Platteis is a registered investment advisor at Virtus Investment Advisers, LLC, based in Hartford, CT, with 16 years of industry experience. Aaron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
80 advisors
IM Fee
Planning only
Assets Under Management
$54.0B
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Location
One Financial Plaza, 26th Floor, Hartford, CT, 06103
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
January 2018 - Present · 8 yrs 3 mos
Vp Distributors LLC
October 2017 - Present · 8 yrs 6 mos
Vp Distributors LLCBroker
October 2017 - Present · 8 yrs 6 mos
Previous Registrations
Key Investment Services LLCBroker
September 2016 - September 2017 · 1 yr
LPL Financial LLCBroker
July 2013 - September 2016 · 3 yrs 2 mos
Pruco Securities, LLC.Broker
January 2013 - July 2013 · 6 mos
Hartford Equity Sales Company INC.Broker
July 2011 - January 2013 · 1 yr 6 mos
Hartford Equity Sales Company INC.Broker
November 2007 - March 2010 · 2 yrs 4 mos
State Registrations7 states
CTFLKSMONEOKPR
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.