Areas of Practice
Retirement Planning
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
24630 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Financial Planning:Investment management only
Minimum Annual Fee:$1,000
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Location

1 Cowboys Way, Frisco, TX, 75034

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is the executor of the Estate of Johnnie Lacy and will handle her affairs and disburse assets according to her will. He also owns rental property and functions as the trustee for the Johnnie Lacy Living Trust.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2021 - Present · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2021 - Present · 4 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2021 - Present · 4 yrs 2 mos
Previous Registrations
UBS Financial Services INC.Broker
December 2018 - December 2021 · 3 yrs
UBS Financial Services INC.
December 2018 - December 2021 · 3 yrs
Scottrade Investment Management
January 2017 - March 2018 · 1 yr 2 mos
Scottrade, INC.Broker
May 2008 - March 2018 · 9 yrs 10 mos
AXA Advisors, LLC
January 2008 - April 2008 · 3 mos
AXA Advisors, LLCBroker
November 2007 - April 2008 · 5 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.