James Morris is a CFP-designated registered investment advisor at The Lloyd Advisory Group, based in Suwanee, GA, with 17 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,260 clients with $370M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The Lloyd Advisory Group offers asset management services where the fee is a percentage of the assets they manage. The maximum fee is 1.5% per year, but the actual fee is negotiable. Fees are typically billed monthly. The fee includes payments to any sub-advisors or third-party investment advisors. If using AE Wealth Management's wrap fee program, the fee covers custody, trades, management, and reporting.
Location
3575 Lawrenceville Suwanee Road, Suwanee, GA, 30024
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James works as an insurance agent at The Lloyd Group, Inc. since 2006, selling insurance products. This takes about half of his time, with most of it occurring during securities trading hours.
Employment History
Current Registrations
The Lloyd Advisory Group
Previous Registrations
Envision Investment Advisors, LLC
Envision Investment Advisors, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.