KV
CFP
KV
CFP

Karli Vazquez-Mendez

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement Planning
Compensation
Fee-Only (AUM)
Firm Size
30 advisors
Number of Clients
1,571 clients
Average Client Portfolio
$735K average
Assets Under Management
$1.2B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $1000K1.50%
$1.0M - $5.0M1.00%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.50%
$20M+0.40%

Advisory fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

1400 Broadway, 16th Floor, New York, NY, 10018

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Karli is employed full-time as Group Director - Senior Vice President of Flagstar Advisors, Inc. She also conducts freelance budget consulting for elder care and owns rental properties and plays violin events, dedicating about 10-20% of her time and a few hours per week, respectively, to these activities.

Employment History
Current Registrations
Flagstar Advisors, INC.
January 2025 - Present · 1 yr 1 mo
Flagstar Advisors
January 2025 - Present · 1 yr 1 mo
Flagstar AdvisorsBroker
January 2025 - Present · 1 yr 1 mo
Previous Registrations
First Republic Investment Management, INC.
September 2022 - June 2023 · 9 mos
First Republic Securities Company, LLCBroker
August 2022 - June 2023 · 10 mos
Raymond James & Associates, INC.
May 2018 - July 2022 · 4 yrs 2 mos
Raymond James & Associates, INC.Broker
May 2018 - July 2022 · 4 yrs 2 mos
Morgan Stanley
May 2014 - April 2018 · 3 yrs 11 mos
Morgan StanleyBroker
May 2014 - April 2018 · 3 yrs 11 mos
Citigroup Global Markets INC.
September 2010 - May 2014 · 3 yrs 8 mos
Citigroup Global Markets INC.Broker
August 2010 - May 2014 · 3 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2008 - August 2010 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 2008 - August 2010 · 2 yrs 4 mos
State Registrations1 state
FL
AdvisorBrokerBoth
Exams
No exam information available for this advisor.