AS
AS

Annette Victoria Sullivan

15 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEducation PlanningFinancial Planning & CoachingInsurance PlanningHigh Net Worth
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
228 advisors
Number of Clients
14,528 clients
Average Client Portfolio
$140K average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$10K
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Location

13500 Evening Creek Dr N, #555, San Diego, CA, 92128

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Annette is a joint owner of rental property since 2019, requiring minimal time. She also spends a few hours per week as a broker-dealer with AE Financial Services since 2025.

Employment History
Current Registrations
Ae Financial Services, LLCBroker
April 2025 - Present · 10 mos
Madison Avenue Securities, LLC
April 2014 - Present · 11 yrs 10 mos
Madison Avenue Securities, LLCBroker
June 2010 - Present · 15 yrs 8 mos
State Registrations1 state
CA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.