TrueAdvisor
TrueAdvisor
AH
AH

Adam J Handler

Centaurus Financial, INC.
15 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment ManagementRetirement Planning
Centaurus Financial, INC.
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
429 advisors
Number of Clients
34,052 clients
Average Client Portfolio
$184K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$25K
Financial Planning:Investment management only

Location

2300 E. Katella Avenue, Suite #200, Anaheim, CA, 92806

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Centaurus Financial, INC.
March 2025 - Present · 11 mos
Centaurus Financial, INC.
March 2025 - Present · 11 mos
Centaurus Financial, INC.Broker
March 2025 - Present · 11 mos
Previous Registrations
Spc
March 2021 - February 2025 · 3 yrs 11 mos
Parkland Securities, LLCBroker
March 2021 - February 2025 · 3 yrs 11 mos
Sigma Financial CorporationBroker
March 2021 - February 2025 · 3 yrs 11 mos
Ic Advisory Services, INC.
July 2014 - March 2021 · 6 yrs 8 mos
The Investment Center, INC.Broker
July 2014 - March 2021 · 6 yrs 8 mos
UBS Financial Services INC.
April 2013 - July 2014 · 1 yr 3 mos
UBS Financial Services INC.Broker
April 2013 - July 2014 · 1 yr 3 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2011 - April 2013 · 2 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2011 - April 2013 · 2 yrs 1 mo
AXA Advisors, LLC
January 2011 - February 2011 · 1 mo
AXA Advisors, LLCBroker
November 2010 - February 2011 · 3 mos
Opus Trading Fund LLCBroker
September 2007 - January 2008 · 4 mos
State Registrations2 states
CANJ
AdvisorBrokerBoth
Exams
No exam information available for this advisor.