Alexander Joseph Bartos

CFA · CFP

Empirical Wealth Management

15 Years of Experience

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningInsurance PlanningEstate PlanningReal Estate InvestingHigh Net Worth

Empirical Wealth Management

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

60 advisors

Number of Clients

2,132 clients

Average Client Portfolio

$3.1M average

Assets Under Management

$6.7B

Fee Structure

Minimum Investment:None

Location

1420 5th Ave, Suite 3150, Seattle, WA, 98101

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Empirical Wealth Management

July 2022 - Present · 3 yrs 7 mos

Previous Registrations

Forum Financial Management, LP

February 2022 - July 2022 · 5 mos

Dfa Securities LLCBroker

September 2007 - June 2019 · 11 yrs 9 mos

State Registrations3 states

CAORWA

Advisor

Exams

No exam information available for this advisor.