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JB
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Johnny Brown

Lombard Advisers Incorporated
18 Years of Experience
2 DisclosuresBroker
View SEC Summary
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Johnny Brown is a registered investment advisor at Lombard Advisers Incorporated, based in Pasedena, MD, with 18 years of industry experience. Johnny operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning. Their firm serves 955 clients with $570M in assets under management.

Lombard Advisers Incorporated
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
32 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.70%
$1.0M - $3.0M1.00%
$3.0M - $10.0M0.75%
$10M+0.75%

Fees are negotiable and may be lower based on various criteria.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Pasedena, MD

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History

Regulatory History (2)
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Judgment / Lien
October 2022
Employment Separation After Allegations
April 2009
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Other Business Activities

Johnny prepares individual income tax returns on a part-time basis during tax season.

Employment History
Current Registrations
Lombard Advisers Incorporated
May 2009 - Present · 16 yrs 11 mos
Lombard Securities IncorporatedBroker
May 2009 - Present · 16 yrs 11 mos
Previous Registrations
Edward Jones
October 2007 - May 2009 · 1 yr 7 mos
Edward JonesBroker
October 2007 - May 2009 · 1 yr 7 mos
State Registrations5 states
FLMDNYPAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.