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JB
JB
Johnny G Brown
Lombard Advisers Incorporated
18 Years of Experience
2 Disclosures
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Education Planning
Lombard Advisers Incorporated
Compensation
Fee-Only (AUM)
Fixed/Hourly
Firm Size
30 advisors
Number of Clients
955 clients
Average Client Portfolio
$594K average
Assets Under Management
$567.4M
Fee Structure
Minimum Investment:
None
Financial Planning:
Investment management only
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Location
Pasedena, MD
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History
Regulatory History (2)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Judgment / Lien
October 2022
Employment Separation After Allegations
April 2009
View Full SEC Report
How to Read Disclosures
Other Business Activities
Johnny prepares individual income tax returns on a part-time basis during tax season.
Employment History
Current Registrations
Lombard Securities Incorporated
Broker
May 2009 - Present · 16 yrs 9 mos
Lombard Advisers Incorporated
May 2009 - Present · 16 yrs 9 mos
Previous Registrations
Edward Jones
October 2007 - May 2009 · 1 yr 7 mos
Edward Jones
Broker
October 2007 - May 2009 · 1 yr 7 mos
State Registrations
6 states
DC
FL
MD
NY
PA
WV
Advisor
Broker
Both
Exams
No exam information available for this advisor.