Brian Gaister is a registered investment advisor at Pennington Partners & CO., LLC, based in Houston, TX, with 17 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management. Their firm serves 221 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10.0M | 1.50% |
| $10.0M - $30.0M | 0.75% |
| $30.0M - $50.0M | 0.50% |
| $50M+ | 0.50% |
Fees are negotiable.
Fee Estimator
Location
1400 Post Oak Blvd, Suite 625, Houston, TX, 77056
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
November 2015Other Business Activities
Brian is a passive member/investor in Keiretsu Forum and owner of BRMG LLC, a real estate LLC with his father, dedicating minimal time to each. He also participates in investment committees for the JCC of Greater Washington and the Jewish Community Federation of Baltimore, and uses GF Angel LLC for angel investing.
Employment History
Current Registrations
Pennington Partners & CO., LLC
Previous Registrations
Pennington Partners & CO., LLC
Pennington Partners & CO., LLC
Private Client Services, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.