RR
CFP
RR
CFP

Russell David Rogers

17 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
1,352 clients
Average Client Portfolio
$468K average
Assets Under Management
$632.5M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Flat)
Assets Under ManagementAnnual Fee
$0+1.50%

Fee is negotiable based on account value, complexity of planning, investment allocation, customer loyalty, and personal relationship.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

3065 Center Pointe Drive, Suite 2, Roseville, MN, 55113

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Russell operates under Summit Investment Advisors as a DBA for his LPL business since 2013. He is also an IAR with Summit Investment Advisory Services, Inc., spending about half his time on this activity, and owns Summit Advisors, Inc. as a tax/investment entity.

Employment History
Current Registrations
Summit Investment Advisory Services
February 2015 - Present · 11 yrs
LPL Financial LLC
October 2011 - Present · 14 yrs 4 mos
LPL Financial LLCBroker
October 2011 - Present · 14 yrs 4 mos
Previous Registrations
LPL Financial LLC
January 2014 - January 2016 · 2 yrs
Transamerica Financial Advisors, INCBroker
January 2010 - September 2011 · 1 yr 8 mos
H.D. Vest Investment ServicesBroker
February 2008 - May 2009 · 1 yr 3 mos
Signator Investors, INC.Broker
September 2007 - October 2007 · 1 mo
State Registrations25 states
ALAZCACODCFLGAIAIDILKSLAMAMIMNNCNDNYOHORSDTXVAWAWI
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Russell David Rogers - Financial Advisor | TrueAdvisor