Andrew Boughan is a registered investment advisor, based in Rolling Hills Estates, CA, with 18 years of industry experience.
Location
Rolling Hills Estates, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrew is a Managing Director at Fort Point Capital Partners, an SEC Registered RIA. This investment-related activity takes nearly full-time hours.
Employment History
Current Registrations
Uhlmann Price Securities, LLCBroker
November 2024 - Present · 1 yr 5 mos
Fort Point Capital Partners LLC
August 2024 - Present · 1 yr 8 mos
Previous Registrations
Certuity, LLC
September 2020 - September 2024 · 4 yrs
MML Investors Services, LLC
July 2019 - September 2020 · 1 yr 2 mos
MML Investors Services, LLCBroker
May 2019 - September 2020 · 1 yr 4 mos
American Century Investment Services INC.Broker
November 2017 - May 2019 · 1 yr 6 mos
Goldman Sachs & CO. LLCBroker
September 2009 - November 2017 · 8 yrs 2 mos
Adp Broker-Dealer, INC.Broker
August 2007 - September 2009 · 2 yrs 1 mo
State Registrations3 states
CAILTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.