NC
NC

Nicholas Andrew Clay

18 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
796 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$811.6M

Fee Structure

Minimum Investment:$350K
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $2.5M0.90%
$2.5M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10M+0.55%

Fee schedule can be negotiated based on circumstances.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

801 F Sunset Drive, Suite 1, Johnson City, TN, 37604

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Nicholas is an IAR representative at BCS Financial, LLC, and also involved in insurance sales, dedicating minimal time to each. He refers and sells fixed insurance products and property/casualty insurance, and is involved in fixed insurance sales through PKS Financial Services.

Employment History
Current Registrations
Bcs Wealth Management, LLC
October 2010 - Present · 15 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2010 - Present · 15 yrs 4 mos
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
October 2007 - October 2010 · 3 yrs
J.J.B Hilliard, W.L. Lyons, LLCBroker
August 2007 - October 2010 · 3 yrs 2 mos
State Registrations8 states
CAFLGANCOHSCTNVA
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Nicholas Andrew Clay - Financial Advisor | TrueAdvisor