Alain Tripeau is a registered investment advisor at Joseph Gunnar & CO., LLC, based in New Rochelle, NY, with 17 years of industry experience. Alain operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 53 clients with $34M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Joseph Gunnar & Co., LLC does not directly manage your investments. Instead, they recommend third-party money managers who will manage your portfolio. Joseph Gunnar shares in the advisory fee you pay to the third-party money manager. The total advisory fee will not exceed 3% annually. The fee is negotiable.
Location
New Rochelle, NY
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Regulatory History (2)
Customer Dispute
November 2011Criminal
March 2003Other Business Activities
Alain is a non-voting passive member of Buttonwood Select Opportunities Management Associates LLC and Buttonwood H1 Management Associates LLC since 2013 and 2017, respectively. These investment-related businesses require minimal time, with potential contingent compensation.
Employment History
Current Registrations
Joseph Gunnar & CO., LLC
Joseph Gunnar & CO. LLC
Joseph Gunnar & CO. LLCBroker
Previous Registrations
Investors Capital CORP.Broker
Eastbrook Capital Group LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.