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Ashley Mullen

12 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
210 advisors
Number of Clients
61,236 clients
Average Client Portfolio
$12.4M average
Assets Under Management
$756.9B

Fee Structure

Minimum Investment:$50M
Financial Planning:Investment management only
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Location

225 Liberty Street, New York, NY, 10281

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Invesco Advisers, INC.
January 2024 - Present · 2 yrs 1 mo
Invesco Distributors, INC.Broker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
New York Life Investment Management LLC
August 2016 - December 2023 · 7 yrs 4 mos
Nylife Distributors LLCBroker
August 2016 - December 2023 · 7 yrs 4 mos
UBS Financial Services INC.
February 2014 - August 2016 · 2 yrs 6 mos
UBS Financial Services INC.Broker
August 2013 - August 2016 · 3 yrs
State Registrations2 states
NYTX
AdvisorBroker
Exams
No exam information available for this advisor.
Ashley Mullen - Financial Advisor | TrueAdvisor