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AP
CFP · ChFC
AP
CFP · ChFC
Adam William Paffenroth
Stifel Independent Advisors, LLC
9 Years of Experience
1 Disclosure
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Stifel Independent Advisors, LLC
Compensation
Commission-Based
Fee-Only (AUM)
Fixed/Hourly
Firm Size
150 advisors
Number of Clients
7,580 clients
Average Client Portfolio
$578K average
Assets Under Management
$4.4B
Fee Structure
Minimum Investment:
$50K
Investment Management
Planning
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Location
2000 Duke Street, Unit 312 3rd Floor, Alexandria, VA, 22314
Get directions
History
Regulatory History (1)
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Criminal
April 2024
Final Disposition
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Stifel Independent Advisors, LLC
Broker
December 2023 - Present · 2 yrs 2 mos
Stifel Independent Advisors, LLC
December 2023 - Present · 2 yrs 2 mos
Previous Registrations
Morgan Stanley
Broker
September 2019 - December 2023 · 4 yrs 3 mos
Morgan Stanley
September 2019 - December 2023 · 4 yrs 3 mos
Edward Jones
April 2016 - September 2019 · 3 yrs 5 mos
Edward Jones
Broker
February 2016 - September 2019 · 3 yrs 7 mos
State Registrations
11 states
DC
DE
GA
IN
MD
OH
OK
TX
VA
WI
WV
Advisor
Broker
Both
Exams
No exam information available for this advisor.