Jason Allen Romph

17 Years of Experience

1 Disclosure

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningBusiness OwnersHigh Net WorthFinancial Planning & CoachingTax PlanningCharitable Giving

Lee Financial Company, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

29 advisors

Number of Clients

431 clients

Average Client Portfolio

$3.5M average

Assets Under Management

$1.5B

Fee Structure

AUM-Based Fees (Tiered)

Assets Under Management	Annual Fee
Up to $10.0M	1.00%
$10.0M - $20.0M	0.75%
$20.0M - $30.0M	0.50%
$30M+	0.35%

Fee Estimator

Your Portfolio Value

$500K

$0$500K$1M$5M$20M

Estimated Annual Fee

—

Location

8350 N. Central Expressway, Suite 1800, Dallas, TX, 75206

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History

Regulatory History (1)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Customer Dispute

January 2010

Award / Judgment

View Full SEC Report How to Read Disclosures

Employment History

Current Registrations

Lee Financial Company, LLC

July 2011 - Present · 14 yrs 7 mos

Previous Registrations

RBC Capital Markets, LLCBroker

April 2010 - February 2011 · 10 mos

USAA Financial Planning Services

February 2010 - March 2010 · 1 mo

USAA Financial Advisors, INC.Broker

February 2010 - March 2010 · 1 mo

RBC Capital Markets Corporation

March 2008 - December 2009 · 1 yr 9 mos

RBC Capital Markets CorporationBroker

February 2008 - December 2009 · 1 yr 10 mos

State Registrations1 state

Advisor

Exams

No exam information available for this advisor.