AB
CFA
AB
CFA

Andrew Casey Baum

12 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
235 advisors
Number of Clients
1,602 clients
Average Client Portfolio
$521.7M average
Assets Under Management
$835.7B

Fee Structure

Minimum Investment:$500K
Financial Planning:Investment management only
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Location

6300 Bee Cave Road, Building One, Austin, TX, 78746

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Andrew is a board member and treasurer for the CFA Society North Carolina, overseeing the society's financial position and investment decisions. This activity requires minimal time.

Employment History
Current Registrations
Dimensional Fund Advisors LP
July 2018 - Present · 7 yrs 7 mos
Dfa Securities LLCBroker
July 2018 - Present · 7 yrs 7 mos
Previous Registrations
Morgan StanleyBroker
August 2013 - May 2018 · 4 yrs 9 mos
State Registrations2 states
NCTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.