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Christopher Brent Harless

18 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
43 advisors
Number of Clients
841 clients
Average Client Portfolio
$155K average
Assets Under Management
$130.5M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

24 E. Cota Street, Suite 200, Santa Barbara, CA, 93101

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Christopher is a partner at A New Level Strategies LLC, focusing on portfolio management, dedicating nearly full-time hours to this role. He also owns Canopy Wealth Strategies, LLC, formed for tax purposes with minimal time commitment.

Employment History
Current Registrations
St. Bernard Financial Services, INC.Broker
January 2018 - Present · 8 yrs 1 mo
St. Bernard Financial Services, INC.
January 2018 - Present · 8 yrs 1 mo
World Investment Advisors, LLC
July 2015 - Present · 10 yrs 7 mos
Previous Registrations
Pensionmark Securities, LLCBroker
September 2017 - January 2018 · 4 mos
Capfinancial Securities, LLC.Broker
August 2015 - December 2017 · 2 yrs 4 mos
Pks Advisory Services, LLC
June 2011 - December 2015 · 4 yrs 6 mos
Purshe Kaplan Sterling InvestmentsBroker
November 2009 - August 2015 · 5 yrs 9 mos
Advisoralliance, LLC
July 2007 - June 2011 · 3 yrs 11 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.