Amy Kepler is a registered investment advisor, based in Wilmington, NC, with 18 years of industry experience.
Location
929 N Front Street, Suite 730, Wilmington, NC, 28401
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.Broker
August 2024 - Present · 1 yr 8 mos
Sanctuary Advisors, LLC
August 2024 - Present · 1 yr 8 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 2016 - August 2024 · 8 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2016 - August 2024 · 8 yrs 5 mos
Morgan Stanley
September 2015 - February 2016 · 5 mos
Morgan StanleyBroker
June 2009 - February 2016 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
July 2007 - June 2009 · 1 yr 11 mos
State Registrations15 states
CACOCTFLMAMDNCNHNJNYOHPASCTXVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.