Amy Louise Kepler

Sanctuary Advisors, LLC

18 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningTax Planning

Sanctuary Advisors, LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

357 advisors

Number of Clients

17,567 clients

Average Client Portfolio

$1.6M average

Assets Under Management

$27.7B

Fee Structure

Location

929 N Front Street, Suite 730, Wilmington, NC, 28401

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Sanctuary Securities, INC.Broker

August 2024 - Present · 1 yr 6 mos

Sanctuary Advisors, LLC

August 2024 - Present · 1 yr 6 mos

Previous Registrations

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

March 2016 - August 2024 · 8 yrs 5 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

March 2016 - August 2024 · 8 yrs 5 mos

Morgan Stanley

September 2015 - February 2016 · 5 mos

Morgan StanleyBroker

June 2009 - February 2016 · 6 yrs 8 mos

Citigroup Global Markets INC.Broker

July 2007 - June 2009 · 1 yr 11 mos

State Registrations15 states

CACOCTFLGAMANCNHNJNYOHPASCTXVA

AdvisorBrokerBoth

Exams

No exam information available for this advisor.