Courtney Lathrop is a registered investment advisor, based in New York, NY, with 18 years of industry experience.
Location
One Madison Avenue, 18th Floor, New York, NY, 10010
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Courtney is the Secretary of the Executive Board for the Florida State University Circus Alumni Association, a non-profit alumni organization. She spends a few hours per week on this activity, maintaining minutes, records, and directory information.
Employment History
Current Registrations
Clearbridge Investments, LLC
Franklin Distributors, LLCBroker
Franklin Distributors, LLC
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Ameriprise Financial Services, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.