James Lister
James Lister is a registered investment advisor at Shepherd Financial Partners, LLC, based in Winchester, MA, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 724 clients with $1.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Shepherd Financial Partners offers investment management services on either a wrap fee or non-wrap fee basis. The annual fee varies up to 1.35% of the assets managed on a non-wrap fee basis. On a wrap fee basis, the annual fee varies up to 1.50% of the assets managed. The fees are based on the amount of assets managed, the level and scope of financial planning, and the complexity of the engagement.
Location
1004 Main Street, Winchester, MA, 01890
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James owns rental real estate properties and provides investment advisory services through Shepherd Financial Partners, dedicating about a quarter of his time to the latter. He also sells life insurance or fixed annuities, spending a few hours per week on this activity.
Employment History
Current Registrations
Shepherd Financial Partners, LLC
LPL Financial LLCBroker
Previous Registrations
LPL Financial LLC
First Investors CorporationBroker
State Registrations7 states
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