KG
KG

Katherine Marie Groce

13 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningEstate PlanningTax Planning
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
16 advisors
Number of Clients
1,639 clients
Average Client Portfolio
$311K average
Assets Under Management
$508.9M

Fee Structure

Minimum Investment:None
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K0.02%
$250K - $500K0.01%
$500K - $1.5M0.01%
$1.5M - $2.5M0.01%
$2.5M - $3.5M0.01%
$3.5M+0.01%

Fees are negotiable on a client-by-client basis.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

7580 Buckingham Blvd, Suite 180, Hanover, MD, 21076

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Katherine works as a Client Service Manager at Prostatis Financial Advisors Group since 2012, assisting advisors and clients with operations, planning, and service related to investments. This role takes nearly all of Katherine's time.

Employment History
Current Registrations
Prostatis Financial Advisors Group
April 2015 - Present · 10 yrs 10 mos
Previous Registrations
Peak Brokerage Services, LLCBroker
October 2019 - February 2020 · 4 mos
Taylor Capital Management INC.Broker
March 2015 - June 2019 · 4 yrs 3 mos
National Securities CorporationBroker
November 2013 - April 2014 · 5 mos
Prime Capital Services, INC.Broker
April 2012 - November 2013 · 1 yr 7 mos
Nylife Securities LLCBroker
August 2011 - March 2012 · 7 mos
State Registrations1 state
MD
Advisor
Exams
No exam information available for this advisor.
Katherine Marie Groce - Financial Advisor | TrueAdvisor