David Moniz is a CFA, CFP-designated registered investment advisor at Haverford Financial Services, INC., based in Radnor, PA, with 18 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 20 clients with $340M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $25.0M | 0.50% |
| $25.0M - $50.0M | 0.35% |
| $50M+ | 0.35% |
Fees negotiable for accounts over $50 million. Fees for wrap accounts range from 0.20% to 0.55%.
Fee Estimator
Location
Three Radnor Corporate Center, Suite 450, Radnor, PA, 19087-4546
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
David is involved with Moniz Dental Group PLLC d/b/a The Schiff Dental Group, a dental practice, since April 2021, dedicating minimal time. His duties include attending quarterly meetings and consulting with the owner (his wife).
Employment History
Current Registrations
Haverford Financial Services, INC.
Previous Registrations
Haverford Trust Securities, INC.Broker
State Registrations1 state
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