AF
AF

Aaron Friedman

17 Years of Experience
Broker
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
12332 advisors
Number of Clients
1,055,400 clients
Average Client Portfolio
$334K average
Assets Under Management
$352.6B

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $250K1.45%
$250K - $500K1.30%
$500K - $1000K1.15%
$1.0M - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.65%
$10.0M - $15.0M0.55%
$15.0M - $25.0M0.50%
$25.0M - $50.0M0.40%
$50M+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

500 N Glendale Ave, Glendale, CA, 91206

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Aaron is a passive investor in NorthMainLLC, a financial services company, since 2017. He dedicates minimal time to this activity and has no decision-making power.

Employment History
Current Registrations
J.P. Morgan Securities LLC
May 2021 - Present · 4 yrs 9 mos
J.P. Morgan Securities LLCBroker
May 2021 - Present · 4 yrs 9 mos
Previous Registrations
TD Ameritrade, INC.Broker
September 2008 - January 2021 · 12 yrs 4 mos
TD Ameritrade, INC.
September 2008 - January 2021 · 12 yrs 4 mos
TD Ameritrade Investment Management, LLC
September 2008 - December 2020 · 12 yrs 3 mos
Ameriprise Financial Services, INC.Broker
June 2007 - June 2008 · 1 yr
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Aaron Friedman - Financial Advisor | TrueAdvisor