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Brock Allen Eson

18 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
633 advisors
Number of Clients
3,251 clients
Average Client Portfolio
$323K average
Assets Under Management
$1.1B
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Location

1400 Urban Center Drive, Suite 475, Vestavia Hills, AL, 35242-2245

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brock is an insurance agent selling and evaluating insurance policies through Crump, dedicating minimal time to this activity. He also works full-time for RFG Advisory DBA Investor's Resource.

Employment History
Current Registrations
Private Client Services, LLCBroker
November 2020 - Present · 5 yrs 3 mos
Rfg Advisory, LLC
November 2020 - Present · 5 yrs 3 mos
Previous Registrations
MML Investors Services, LLC
March 2017 - November 2020 · 3 yrs 8 mos
MML Investors Services, LLCBroker
March 2017 - November 2020 · 3 yrs 8 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
August 2010 - January 2015 · 4 yrs 5 mos
New England SecuritiesBroker
February 2008 - January 2015 · 6 yrs 11 mos
Morgan Keegan & Company, INC.Broker
May 2007 - February 2008 · 9 mos
State Registrations2 states
ALTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.
Brock Allen Eson - Financial Advisor | TrueAdvisor