Faith Rash is a registered investment advisor, based in Charlotte, NC, with 15 years of industry experience.
Location
9300 Harris Corners Parkway, Suite 105, Charlotte, NC, 28269
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Alight Financial Advisors, LLC
October 2023 - Present · 2 yrs 6 mos
Alight Financial Solutions, LLCBroker
October 2023 - Present · 2 yrs 6 mos
Alight Financial Solutions, LLC
October 2023 - Present · 2 yrs 6 mos
Previous Registrations
Transamerica Investors Securities CorporationBroker
February 2020 - September 2023 · 3 yrs 7 mos
Transamerica Retirement Advisors, LLC
February 2020 - September 2023 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2016 - January 2020 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2016 - January 2020 · 4 yrs
Research Financial Strategies
June 2014 - January 2015 · 7 mos
Lincoln Financial Securities Corporation
March 2014 - June 2014 · 3 mos
Lincoln Financial Securities CorporationBroker
March 2014 - June 2014 · 3 mos
Bb&t Securities, LLC
January 2013 - March 2014 · 1 yr 2 mos
Bb&t Securities, LLCBroker
January 2013 - March 2014 · 1 yr 2 mos
Scott & Stringfellow, LLCBroker
August 2011 - January 2013 · 1 yr 5 mos
Scott & Stringfellow, LLC
August 2011 - January 2013 · 1 yr 5 mos
First Citizens Investor Services, INC.
January 2011 - July 2011 · 6 mos
First Citizens Investor Services, INC.Broker
January 2011 - July 2011 · 6 mos
Cic Advisers, LLC
December 2009 - January 2011 · 1 yr 1 mo
Capital Investment Group, INC.Broker
July 2009 - January 2011 · 1 yr 6 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.