Steven Smetana
Steven Smetana is a registered investment advisor at LPL Financial LLC, based in Akron, OH, with 18 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4100 Embassy Parkway, Suite 100, Akron, OH, 44333
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven operates his LPL business through Symphony Financial Services, Inc., dedicating nearly full-time hours. He also provides investment advisory services through Symphony Financial Services, spending about half his time on this activity. Additionally, Steven sells non-variable insurance through Ash Brokerage, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLCBroker
Symphony Financial Services, INC.
Previous Registrations
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Centrust Wealth Management, INC.
First Allied Securities, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.