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Colleen Etue is a registered investment advisor at Alight Financial Advisors, LLC, based in Traverse City, MI, with 17 years of industry experience. Colleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 195,957 clients with $35B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
65 advisors
Number of Clients
195,957 clients
Average Client Portfolio
$179K average
Assets Under Management
$35.1B
Fee Structure
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 0.50% |
| $100K - $250K | 0.40% |
| $250K+ | 0.30% |
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
Traverse City, MI
Get directionsHistory
Regulatory History (1)
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Customer Dispute
June 2013Settled
Employment History
Current Registrations
Alight Financial Advisors, LLC
May 2024 - Present · 1 yr 11 mos
Alight Financial Solutions, LLCBroker
May 2024 - Present · 1 yr 11 mos
Alight Financial Solutions, LLC
May 2024 - Present · 1 yr 11 mos
Previous Registrations
Transamerica Investors Securities CorporationBroker
March 2019 - May 2024 · 5 yrs 2 mos
Transamerica Retirement Advisors, LLC
March 2019 - May 2024 · 5 yrs 2 mos
J.P. Morgan Securities LLC
April 2017 - March 2019 · 1 yr 11 mos
J.P. Morgan Securities LLCBroker
April 2017 - March 2019 · 1 yr 11 mos
Morgan Stanley
October 2014 - July 2016 · 1 yr 9 mos
Morgan StanleyBroker
October 2014 - July 2016 · 1 yr 9 mos
The Huntington Investment Company
June 2011 - September 2014 · 3 yrs 3 mos
The Huntington Investment CompanyBroker
May 2011 - September 2014 · 3 yrs 4 mos
Edward Jones
September 2007 - June 2011 · 3 yrs 9 mos
Edward JonesBroker
June 2007 - June 2011 · 4 yrs
State Registrations2 states
MINC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.