Amy Elizabeth Knox

Spc

11 Years of Experience

Broker

View SEC Summary

Areas of Practice

Investment Management

Spc

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

474 advisors

Number of Clients

30,881 clients

Average Client Portfolio

$183K average

Assets Under Management

$5.7B

Fee Structure

Minimum Investment:$10K

Financial Planning:Investment management only

Minimum Annual Fee:$25

Location

18700 N. Hayden Road, Suite 255, Scottsdale, AZ, 85255

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History

Regulatory History

Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Employment History

Current Registrations

Spc

August 2025 - Present · 6 mos

Sigma Financial CorporationBroker

August 2025 - Present · 6 mos

Previous Registrations

Osaic Wealth, INC.Broker

January 2025 - August 2025 · 7 mos

Osaic Wealth, INC.

January 2025 - August 2025 · 7 mos

Osaic Fa, INC.Broker

September 2019 - January 2025 · 5 yrs 4 mos

Osaic Fs, INC.Broker

September 2019 - January 2025 · 5 yrs 4 mos

Osaic Fa, INC.

September 2019 - January 2025 · 5 yrs 4 mos

Lincoln Financial Securities Corporation

September 2019 - December 2021 · 2 yrs 3 mos

UBS Financial Services INC.

July 2018 - September 2019 · 1 yr 2 mos

UBS Financial Services INC.Broker

July 2018 - September 2019 · 1 yr 2 mos

Merrill Lynch, Pierce, Fenner & Smith Incorporated

May 2014 - June 2018 · 4 yrs 1 mo

Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker

March 2014 - June 2018 · 4 yrs 3 mos

State Registrations1 state

AdvisorBrokerBoth

Exams

No exam information available for this advisor.