James Jackson
James Jackson is a registered investment advisor at Osaic Wealth, INC., based in Grover Beach, CA, with 18 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
1065-A West Grand Avenue, Grover Beach, CA, 93433
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an Independent Investment Advisor Representative at Southland Equity Partners, LLC, dedicating minimal time to investment advisory services. He is also Vice President at D& J Jackson & Associates, Inc, DBA Jackson & Associates Wealth Management, spending minimal time and looking at clients' life insurance needs.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Southland Equity Partners, LLC.
Previous Registrations
Fsc Securities Corporation
Fsc Securities CorporationBroker
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Wamu Investments, INC.
Wamu Investments, INC.Broker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Ing Financial Partners, INC
Ing Financial Partners, INC.Broker
State Registrations23 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.